Rockworth Investment Services is a registered investment advisor based in Center Conway, New Hampshire, providing continuous portfolio and asset management services on a discretionary basis. Founded in 2011 and wholly owned by Janice Ainsworth, Rockworth specializes in managing investments using exchange-traded funds, individual stocks, bonds, certificates of deposit, and cash. The firm actively manages portfolios and prefers exchange-traded funds and stocks over mutual funds to avoid internal trading delays and hidden fees. Rockworth determines client goals, risk tolerance, and investment objectives through initial fact-finding meetings, and tailors portfolios while allowing clients to place specific investment restrictions. Rockworth does not sell insurance products, annuities, or provide tax or legal advice, but can assist clients with real estate held inside retirement accounts. Rockworth operates under a legal obligation to act in the best interest of clients and places client interests ahead of its own.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $25K | 2.00% |
| $25K - $50K | 1.25% |
| $50K+ | 1.00% |
Fees are charged monthly in arrears based on the prior month's ending balance. Fees may be negotiable in certain instances.