SMB Financial Services offers investment management and financial planning services. For investment management, SMB Financial Services works with clients to identify their goals and risk tolerance to create a suitable portfolio, reviewing and rebalancing it at least quarterly. Financial planning involves gathering data, analyzing it, and developing alternatives to help clients meet their financial goals. SMB Financial Services may recommend rolling over assets from employer retirement plans to individual retirement accounts.
Assets Under Management$180M
Clients444
Advisors5
Avg. per Client$400K
Avg. per Advisor$36M
Fee Structure
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.55% |
| $250K - $500K | 1.35% |
| $500K - $1.0M | 1.20% |
| $1.0M - $3.0M | 1.00% |
| $3.0M - $10.0M | 0.90% |
| $10M+ | 0.90% |
Fees are generally negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Loading...