Pawleys Investment Advisors offers customized investment management and financial planning services to individuals, high net worth individuals, pensions, trusts, and business entities. Founded in 2010 and led by Kathryn Schwartz, Pawleys builds personalized portfolios consisting of stocks, bonds, exchange-traded funds, mutual funds, and other securities. The firm focuses primarily on long-term investment strategies while providing continuous portfolio monitoring and discretionary management. Clients receive complimentary financial planning services as part of an investment management relationship. Pawleys also manages private equity funds for accredited investors.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.25% |
| $500K - $1.0M | 1.00% |
| $1.0M - $3.0M | 0.75% |
| $3.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.35% |
| $25M+ | 0.25% |
Short-term fixed income portfolios are charged at 0.50%. Fees are non-negotiable.