Capital Financial Management refers clients to third-party investment managers (TPMs) who manage client portfolios. Capital Financial gathers client information and objectives, then recommends a suitable TPM. Capital Financial monitors the TPM's performance and acts as a liaison between the client and the TPM. Capital Financial receives referral fees from the TPMs.
Assets Under ManagementN/A
ClientsN/A
Advisors1
Avg. per ClientN/A
Avg. per AdvisorN/A
Fee Structure
Investment management only (planning not offered)
Capital Financial Management refers clients to third-party investment managers. Here's how the fees work with Gradient Investments, one of the managers they use:
- Strategic Portfolios: 2.00% per year (1.00% to Gradient Investments, 1.00% to Capital Financial)
- Tactical Portfolios: 1.80% per year (0.80% to Gradient Investments, 1.00% to Capital Financial) plus internal ETF fees of 0.20%
- Allocation & Defined Outcome Portfolios: 1.70% per year (0.70% to Gradient Investments, 1.00% to Capital Financial)
- Preservation Portfolios: 1.00% per year (0.40% to Gradient Investments, 0.60% to Capital Financial)
- Private Wealth Portfolios: 1.50% per year (0.50% to Gradient Investments, 1.00% to Capital Financial)
- Client Directed Accounts: Flat fee of $300 per year to Gradient Investments
These fees are negotiable and assessed quarterly. There is also a $15 quarterly technology fee.
Capital Financial also refers clients to Eqis Capital Management, where the fee is 1% of assets managed.
Loading...