A.L. Stuart Investments, LLC is a registered investment advisor founded in 2011 and based in Stamford, Connecticut. The firm provides investment management services on both a discretionary basis (where the firm makes trades without asking first) and a non-discretionary basis (where the client approves trades). A.L. Stuart tailors its advisory services to individual client needs, evaluating risk tolerance and time horizons. The firm primarily allocates client assets among exchange-traded funds, mutual funds, individual stocks, fixed income securities, master limited partnerships, and independent investment managers. In addition to direct portfolio management, A.L. Stuart is affiliated with entities that manage a private investment fund and real estate holdings. The firm emphasizes fundamental and technical analysis, looking for opportunities in both mainstream and overlooked market segments.
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Rates vary by management type. Discretionary accounts range from 1.00% to 1.50% annually, while non-discretionary accounts range from 0.50% to 0.75% annually. Fees are negotiable based on factors such as anticipated future assets and account composition.