1st Financial is a registered investment advisor based in New Port Richey, Florida, owned and operated by Leo Wagner. The firm specializes in managing individual investment portfolios using stocks, bonds, mutual funds, exchange-traded funds, government securities, options, and certificates of deposit. 1st Financial tailors its services to each client's specific goals, risk tolerance, and financial situation through direct consultations. The firm uses both technical and fundamental analysis to monitor and adjust portfolios. In addition to investment management, the principal is a licensed insurance agent and may offer insurance products for commissions.
Assets Under Management$5M
Clients18
Advisors1
Avg. per Client$280K
Avg. per Advisor$5M
Fee Structure
Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 2.00% |
| $100K - $500K | 1.50% |
| $500K - $1.0M | 1.00% |
| $1M+ | 1.00% |
Fees for accounts over $1,000,000 are negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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