James Capital Management manages investment portfolios for individuals and entities through two main trading programs. The firm uses a combination of fundamental and technical analysis to identify investments across various asset classes, aiming to generate absolute returns over a typical 18-to-24-month horizon. For discretionary accounts, James Capital Management holds limited power of attorney to execute trades without prior client consent. For non-discretionary accounts, the firm acts as a consultant, providing research, education, and recommendations while the client retains final execution authority. The firm offers two primary trading programs: Trading Program 1 follows a standardized strategy with performance fees for qualified clients, while Trading Program 2 accommodates client-imposed restrictions regarding sectors, tax features, or asset types. James Capital Management also charges performance-based incentive allocations for certain accounts, which creates a potential conflict of interest by incentivizing riskier investments or favoring those accounts, though the firm mitigates this through allocation policies and its legal obligation to act in the client's best interest.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.75% |
| $1.0M - $4.0M | 1.75% |
| $4.0M - $10.0M | 1.50% |
| $10M+ | 1.50% |
Rates shown are for Trading Program 1. Trading Program 2 charges 2.00% up to $1M, 2.00% for the next $3M, and 1.75% for the next $6M. Fees are negotiable for amounts over $10M. Trading Program 1 also includes a 10% performance-based incentive allocation for qualified clients.