Red Oak Capital Advisors is a registered investment advisor founded in 2011 and based in North Carolina, owned and operated by James R. Minor. The firm provides discretionary and non-discretionary investment management and financial planning services to individuals, trusts, estates, and corporations. Red Oak builds customized portfolios using fundamental analysis and generally recommends exchange-traded funds, mutual funds, closed-end funds, and bonds. In addition to managing investments, Red Oak offers ongoing and one-time financial planning covering areas such as retirement, taxes, estate planning, insurance, and education funding. The firm requires a minimum account size of $100,000, though this minimum can be waived under certain circumstances.
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Fees can be charged as a percentage of assets under management at an annual rate of 1.0% or as a fixed fee per calendar quarter. Fees are negotiable based on relationship size, family holdings, and complexity.