Seraph Capital Associates manages client investment portfolios using three primary strategies: a fixed-income strategy, an equity strategy, and a long-short strategy. The firm allocates client assets across exchange-traded funds, mutual funds, individual debt and equity securities, and options. Seraph Capital Associates exercises authority to make trades without asking clients first, but does not tailor its services to individual client needs or allow clients to impose investment restrictions. The firm is wholly owned by Sutterfield Financial Group. In addition to separately managed accounts, Seraph Capital Associates manages several closed-end pooled investment vehicles formed to acquire real estate properties such as hotels and apartments.
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
The annual fee is 1.0% for the fixed-income strategy and 2.0% for the equity strategy. Fees are non-negotiable.