Sugden Wealth Management (SWM) provides ongoing portfolio management based on your individual goals and risk tolerance. SWM must get your approval before making any trades. SWM also advises on accounts held elsewhere, like 401(k)s. SWM creates an Investment Policy Statement for each client to help select a suitable portfolio. SWM also offers financial planning services, including investment, insurance, tax, retirement, college, and debt/credit planning, based on fixed or hourly fees.
Assets Under Management$48M
Clients22
Advisors1
Avg. per Client$2.2M
Avg. per Advisor$48M
Fee Structure
Minimum Investment:$1M
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.25% |
| $500K - $1.0M | 1.00% |
| $1.0M - $3.0M | 0.75% |
| $3.0M - $6.0M | 0.60% |
| $6.0M - $10.0M | 0.55% |
| $10M+ | 0.45% |
The annual fee schedule applies to the aggregate household account balance and is negotiable based on the level of service complexity and needs of the client.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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