Rock One Advisors offers investment advice to individuals, families, and other clients. They provide asset management services, creating tailored portfolios of stocks, bonds, exchange traded funds, and other investments. They also offer financial planning and consulting services covering investment planning, retirement planning, estate planning, tax planning, and more. Recommendations are implemented at the client's discretion. They also offer retirement plan consulting.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $750K | 1.40% |
| $750K - $1000K | 1.30% |
| $1.0M - $2.0M | 1.20% |
| $2.0M - $5.0M | 1.10% |
| $5.0M - $10.0M | 1.00% |
| $10M+ | 1.00% |
Fees are negotiable for accounts over $10,000,000. In cases where a client does not meet our minimum requirement of assets under management, we may charge based on the percentage of assets or a minimum annual fee of $3,600 ($900 quarterly), whichever is greater, never to exceed 3.00% of the aggregate balance under our management.