Kotys Wealth Professionals provides investment management and financial planning services to individuals, families, and retirement plans. The firm uses a nimble trading strategy that combines fundamental and technical analysis, aiming to grow assets during positive market trends and protect principal during downturns. Investment management services are offered on both a discretionary and non-discretionary basis. In addition to managing traditional stock and bond portfolios, Kotys Wealth Professionals offers cash management services and variable annuity management. For clients with more than $500,000 under management, financial planning and consulting services are included at no extra charge. For clients with smaller portfolios, financial planning is available for an hourly fee or a minimum planning fee. The firm also provides consulting for employer-sponsored retirement plans. Headquartered in Valparaiso, Indiana, Kotys Wealth Professionals emphasizes ongoing client communication and tailors its strategies to meet each client's specific financial goals and risk tolerance.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.75% |
| $500K - $1.0M | 1.65% |
| $1.0M - $3.0M | 1.50% |
| $3.0M - $5.0M | 1.00% |
| $5.0M - $10.0M | 0.75% |
| $10M+ | 0.50% |
Fees are negotiable. Variable annuity management is charged at 1.30% and can be aggregated with other managed assets. Cash management services range from 0.15% to 0.50%.