TA Capital Management provides investment advisory services through licensed representatives who are typically independent contractors. They offer wealth management, a combination of asset management and financial planning. Asset management involves ongoing supervision of client accounts based on their financial situation, investment objectives, and risk tolerance. TA Capital Management monitors accounts and provides advice on investments. Clients can impose reasonable restrictions on their accounts.
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
The annual fee for asset management services is typically 1.00%. However, fees charged for our services are negotiable based on the investment adviser representative providing the services, the complexity of the client's situation, the composition of the client's account (i.e., equities versus mutual funds) the relationship of the client with the investment adviser representative, and the total amount of assets under management for the client. Fees for wealth management services are waived for those clients who are also clients of TA Capital's affiliated firm, Total Alignment Wealth Advisors, and who subscribe to their Private Family Office with Analytics offering do not pay a fee to TA Capital Management.