Dolphin Financial Group offers investment management, financial planning, and referrals to third-party money managers for individuals, high-net-worth individuals, trusts, estates, charitable organizations, corporations, and other business entities. Dolphin's advice includes determining financial objectives, identifying financial problems, cash flow management, tax planning, insurance review, investment management, education funding, retirement planning, and estate conservation. Daniel Wendol, the CEO, also sells insurance products through Dolphin Insurance, Inc.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $2.0M | 0.85% |
| $2.0M - $3.0M | 0.60% |
| $3M+ | 0.50% |
When utilizing the Betterment Investment platform, Dolphin’s fee will be prorated and billed quarterly in arrears, based on the Client’s average daily balance for the prior quarter multiplied by the annual percentage rate on the fee schedule above. The fee includes the Betterment Institutional platform fee of 0.12% to 0.20%. The annual fee may be negotiable.