Osaic Advisory Services operates as a registered investment advisor providing comprehensive investment management, financial planning, and consulting services. Operating largely through independent financial advisors, the firm offers customized managed account programs, third-party consulting services, and retirement plan consulting. Investment management is available on both a discretionary and non-discretionary basis, utilizing various securities including mutual funds, exchange-traded funds, individual stocks and bonds, options, and alternative investments. The firm partners with major custodians like Fidelity and Charles Schwab to custody client assets and execute trades. In addition to portfolio management, advisors offer personalized financial planning covering retirement, estate, tax, and education needs, alongside specialized programs for annuities and alternative investments.
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Fees are negotiated between the advisor and the client. The maximum annual fee allowed is 2.50%. Fees can be billed as flat, linear, or tiered rates.