Diversified Financial Management (DFM) is a registered investment advisor that provides investment advice and financial planning to individuals, high net worth individuals, trusts, estates, businesses, and retirement plans. DFM creates customized investment strategies based on each client's needs, including income generation, capital preservation, and growth. DFM can manage investments with or without discretion, meaning they can make trades for you or require your approval first. Financial planning services may include financial projections, tax analysis, estate planning, retirement planning, education funding, and insurance needs analysis.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $3.0M | 0.90% |
| $3.0M - $5.0M | 0.75% |
| $5M+ | 0.50% |
Fees are negotiable. Although DFM does not have a minimum account size, the minimum annual fee is $5,000.