Broad Brook Financial, led by Carlos Rodriguez, a Chartered Financial Analyst, offers customized financial planning, investment management, and general financial advisory services. They help clients develop realistic funding and estate planning goals, recommending asset allocations based on their risk capacity. Investment management employs an active strategy using exchange-traded funds and notes, adjusting portfolios based on assessments of the investment climate and economic cycle. General financial advice is offered on an hourly basis.
Assets Under ManagementN/A
ClientsN/A
Advisors1
Avg. per ClientN/A
Avg. per AdvisorN/A
Fee Structure
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.25% |
| $500K - $1.0M | 1.00% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $3.0M | 0.50% |
| $3M+ | 0.25% |
All fees are negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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