Douglas C. Lane & Associates manages investment portfolios primarily in individual stocks and bonds, tailored to each client's financial goals, risk tolerance, and tax preferences. The firm provides discretionary management, meaning they make trades on your behalf without needing to ask permission for every transaction. In addition to standard portfolio management, Douglas C. Lane & Associates offers a concentrated equity strategy for investors comfortable with higher risk, and can recommend independent third-party managers or private investment vehicles managed by affiliates. While the firm includes financial planning topics like retirement, estate planning, and tax matters as part of their ongoing client relationship, they do not charge a separate fee for financial planning. Douglas C. Lane & Associates works mainly with individuals, high-net-worth families, trusts, estates, and retirement accounts.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $5.0M | 1.00% |
| $5.0M - $15.0M | 0.75% |
| $15.0M - $30.0M | 0.60% |
| $30.0M - $50.0M | 0.50% |
| $50M+ | 0.30% |
Fees are negotiable for certain clients, and some employees, friends, and family do not pay fees or receive discounts.