Howard Bailey Securities is a registered investment advisor founded in 2016 and based in Fort Wayne, Indiana. The firm offers a range of services including investment management, retirement planning, financial consulting, and estate planning support through third-party platforms. Howard Bailey primarily helps individuals, high-net-worth clients, families, and business owners build and preserve wealth with a strong focus on retirement preparation. The firm utilizes fundamental analysis, technical analysis, and Modern Portfolio Theory to manage client portfolios, often working with third-party money managers and sub-advisors such as AE Wealth Management. In addition to investment advisory services, associated professionals operate as independent insurance agents through an affiliate, offering insurance products like annuities and life insurance for standard commissions. Howard Bailey operates on a discretionary basis, meaning they make day-to-day trading decisions on behalf of clients based on agreed-upon goals and risk tolerances.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.35% |
| $1M+ | 0.75% |
Fees may be billed monthly or quarterly, in advance or arrears. Accounts are typically billed by the third-party manager or sub-advisor.