The Siekmann Company provides investment advisory services to individuals and retirement plans, primarily utilizing no-load mutual funds, exchange-traded funds, and other collective funds. For individuals, portfolio management is offered on a non-discretionary basis, meaning your approval is needed before making trades. The Siekmann Company also offers standalone financial planning and investment consulting services covering cash flow, retirement, tax planning, and estate strategies on an hourly or flat project fee basis. In addition to investment management, the firm advises corporate retirement plans and assists plan sponsors with fiduciary responsibilities and participant education. Representatives of the firm may also act as licensed insurance agents, presenting a potential conflict of interest if insurance products are recommended for commissions.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.75% |
| $1.0M - $2.0M | 0.65% |
| $2.0M - $3.0M | 0.55% |
| $3.0M - $4.0M | 0.45% |
| $4M+ | 0.35% |
Fees are negotiable in certain limited circumstances and discounts may be offered on a case-by-case basis.