Shum Financial Group (SFG) offers investment management and financial planning services. For investment management, SFG determines investment goals, risk tolerance, and time horizons to create suitable strategies. SFG can manage accounts with or without discretion. Financial planning covers estate planning, retirement income, social security, college planning, investments, taxes, and insurance. Cliff Shum, the owner, is also a licensed insurance agent.
Assets Under Management$320M
Clients330
Advisors4
Avg. per Client$980K
Avg. per Advisor$80M
Fee Structure
Minimum Investment:$1M
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.00% |
| $500K - $1.0M | 0.95% |
| $1.0M - $2.0M | 0.90% |
| $2.0M - $3.0M | 0.85% |
| $3.0M - $5.0M | 0.80% |
| $5M+ | 0.75% |
Annual fee may be negotiable. Accounts within the same household may be combined for a reduced fee.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Loading...