First Oak Wealth Management is a registered investment advisor based in Raleigh, North Carolina. The firm manages investment portfolios on a discretionary and non-discretionary basis, utilizing mutual funds, exchange-traded funds, individual securities, options, and independent managers. In addition to investment management, First Oak Wealth Management provides financial planning functions such as cash flow forecasting, trust and estate planning, insurance planning, and retirement planning. The firm also offers specialized planning and consulting services for high net worth individuals and corporate executives on a project or retainer basis.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $5.0M | 1.00% |
| $5.0M - $20.0M | 0.75% |
| $20M+ | 0.50% |
Fees are negotiable based on criteria such as anticipated future earnings, additional assets, relationship size, and account composition.