Gotham Block provides financial planning and investment management services. Financial planning includes reviews of equity compensation, employee benefits, tax planning, cash flow management, education, retirement, estate, insurance, and business planning. Investment management involves designing portfolios based on individual goals, primarily using mutual funds, exchange-traded funds, and individual securities. Gotham Block also provides advice on held-away accounts like 401(k)s and 529 plans.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.95% |
| $1.0M - $2.0M | 0.85% |
| $2.0M - $3.0M | 0.75% |
| $3.0M - $5.0M | 0.65% |
| $5.0M - $10.0M | 0.55% |
| $10M+ | 0.45% |
Minimum annual fee of $2,400 for investment management only, waived for ongoing planning clients. Investment management fees may be offset by ongoing financial planning fees. A fee of 2% is charged to provide advice on private, illiquid investments. Fees may be negotiable.