Gateway Financial, LLC is a registered investment advisor based in Northfield, Ohio, offering personalized investment management, project-based financial planning, and ongoing financial planning. Founded in 2009, Gateway Financial builds tailored portfolios based on clients' goals, risk tolerance, and tax considerations, often utilizing passive investment strategies, mutual funds, exchange-traded funds, and third-party managers. The firm also assists with monitoring held-away accounts like retirement plans and 529 college savings plans. Gateway Financial provides comprehensive financial planning covering areas such as retirement planning, tax strategies, estate planning, cash flow management, debt reduction, insurance analysis, and business planning. The firm serves individuals, high-net-worth clients, businesses, and retirement plans, operating as a registered investment advisor legally required to act in your best interest.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.10% |
| $500K - $1.0M | 0.90% |
| $1.0M - $2.5M | 0.75% |
| $2.5M+ | 0.50% |
Fees are paid quarterly in arrears. Fixed annual fees may be negotiated in lieu of portfolio-based fees.
