Swales Financial LLC offers ongoing portfolio management services based on client goals and risk tolerance. They create an Investment Policy Statement for each client. SFLLC also offers financial planning services to assist clients in identifying and evaluating progress towards goals such as retirement, education, and estate transfers. They provide guidance on cash management, debt optimization, and insurance.
Assets Under Management$5.5M
Clients22
Advisors1
Avg. per Client$250K
Avg. per Advisor$5.5M
Fee Structure
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.25% |
| $500K - $1.0M | 1.00% |
| $1M+ | 0.75% |
Fees are generally negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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