Bales Financial Advisors offers investment management services, determining investment goals, risk tolerance, and objectives. Investment strategies, asset allocation, and portfolio monitoring are based on these factors. Bales Financial may hire sub-advisors to manage assets. Clients may have a financial plan completed at no additional cost. Bales Financial may recommend that Clients utilize the services of a Third Party Manager (TPM) to manage a portion of, or your entire portfolio and receives referral fees from the TPM.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.75% |
| $1.0M - $2.0M | 1.25% |
| $2M+ | 1.25% |
The annual fee is negotiable based upon certain criteria (e.g., historical relationship, type of assets, anticipated future earning capacity, anticipated future additional assets, dollar amounts of assets to be managed, related accounts, account composition, negotiations with Clients, etc.).