Rockside Investments provides investment management services, managing client assets based on a model portfolio. They may recommend private investments. Rockside also offers ERISA plan services, acting as either a limited scope ERISA 3(21) fiduciary or an ERISA 3(38) Investment Manager. They do not sponsor wrap fee programs. Rockside may refer clients to other professionals such as accountants, attorneys, and tax preparers.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1.0M | 1.25% |
| $1M+ | 1.00% |
Asset-based fees are negotiable based upon certain criteria. Total fees to Client will never exceed the safe harbor threshold of 3% of assets under management per year. Rockside also offers four performance-based fee options: two highwater mark options and two benchmark options. These fees are only available to qualified clients.