Ethos Capital Management is a registered investment advisor founded in 2021 and based in Newtown, Pennsylvania. The firm offers ongoing portfolio management services tailored to each client's individual goals, time horizon, and risk tolerance. Ethos Capital Management creates a customized Investment Policy Statement for clients and evaluates current investments against risk guidelines. Services include discretionary and non-discretionary portfolio management, recommendation and oversight of third-party sub-advisors such as AE Wealth Management, and comprehensive financial planning covering retirement strategies, cash flow analysis, risk management, tax reduction, and estate preservation. Affiliated insurance agency Ethos Capital Advisors offers insurance products separately. The firm manages assets on both a discretionary and non-discretionary basis for individuals, high net worth individuals, trusts, estates, and corporations.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $2.0M | 1.15% |
| $2.0M - $3.0M | 1.05% |
| $3.0M - $5.0M | 0.95% |
| $5M+ | 0.75% |
Fees are negotiable and billed monthly in advance based on average daily balance.