Caldwell Investment Services provides ongoing portfolio management and financial planning services tailored to each client's specific goals, risk tolerance, and time horizon. The firm creates an investment policy statement for every client and builds diversified portfolios using mutual funds, fixed income securities, real estate investment trusts, equities, exchange-traded funds, and venture capital funds. In addition to managing investments, Caldwell Investment Services offers financial planning covering investment strategy, life insurance concerns, tax considerations, retirement, college savings, and debt management. The firm serves individuals, high-net-worth individuals, and charitable organizations, operating with the authority to make trades on behalf of clients without asking permission for each individual transaction.
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Fees are generally negotiable. The fee is based on the average daily balance of the client's account throughout the billing period.