Finn Wealth Management offers investment management and financial planning services. Financial planning includes goals-based and cash-flow based planning. Investment management is done on a discretionary basis, using stocks, bonds, exchange traded funds (ETFs), mutual funds, options contracts (covered calls only), and structured products. Investment portfolios are managed either directly by Finn Wealth Management or by asset management firms accessed through custodians.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 2.00% |
| $100K - $150K | 1.75% |
| $150K - $200K | 1.50% |
| $200K - $250K | 1.25% |
| $250K - $500K | 1.00% |
| $500K - $1.0M | 0.90% |
| $1.0M - $1.5M | 0.80% |
| $1.5M - $2.0M | 0.70% |
| $2.0M - $3.0M | 0.60% |
| $3.0M - $5.0M | 0.50% |
| $5.0M - $7.5M | 0.40% |
| $7.5M - $10.0M | 0.35% |
| $10M+ | 0.35% |
Fees are negotiable. For accounts over $10,000,000, fees are customized. The advisory fee paid by the client including the Finn Wealth Management LLC advisory fee, plus any custodian advisory fee, plus any third-party manager advisory fee, will not exceed a combined total of 2.00%.