Swad Wealth Management provides financial planning, investment management, and ERISA services. Financial planning covers retirement, tax, debt, and estate planning. Investment management tailors portfolios to client needs, using model or custom portfolios. SWM may recommend fee-based annuities. SWM requires clients to use Shareholders Service Group or Charles Schwab as custodians.
Assets Under Management$98M
Clients46
Advisors1
Avg. per Client$2.1M
Avg. per Advisor$98M
Fee Structure
Minimum Investment:None
Planning is included in investment management (also available separately)
Minimum Annual Fee:$20,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $3.0M | 1.00% |
| $3.0M - $5.0M | 0.75% |
| $5.0M - $15.0M | 0.50% |
| $15M+ | 0.25% |
Fees for annuity products are charged at a flat 1.00% annually. There is a $20,000 minimum annual fee for investment management services.
Fee Estimator
Your Portfolio Value
$500K
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Estimated Annual Fee
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