Conquis Financial is a registered investment advisor headquartered in Millbrae, California, founded in 2022 and owned by Katherine Simmonds. The firm offers both discretionary and non-discretionary investment management services alongside comprehensive financial planning and consulting. When managing portfolios, Conquis Financial uses a variety of investment vehicles including equity and fixed income securities, exchange-traded funds, mutual funds, and independent money managers. The firm tailors its services to each client's individual needs, goals, and risk tolerance, incorporating strategies such as diversification, modern portfolio theory, tax-loss harvesting, and direct indexing. In addition to portfolio management, Conquis Financial provides guidance on retirement planning, education funding, cash flow budgeting, risk management, estate planning, and business planning. The firm serves individuals, high-net-worth clients, trusts, estates, charitable organizations, corporations, and retirement plan participants.
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.95% |
Annual percentage fee ranges up to 0.95% and is assessed quarterly in advance. Alternatively, clients may negotiate an annual fixed flat fee. The firm enforces a minimum quarterly fee of $3,000.