Ascent Capital Management is an independent registered investment advisor founded in 2004 and led by Peggy Farley. The firm specializes in managing investment portfolios for high-net-worth individuals, retirement accounts like IRAs, trusts, and corporate clients. Ascent focuses on stock selection and high-quality fixed income to generate wealth and income. Portfolios typically consist of a mix of equities and fixed-income securities, with an emphasis on growth stocks and careful sector diversification. Ascent makes all investment decisions on a discretionary basis, meaning the firm trades on behalf of clients without needing prior approval for each individual transaction. Clients can request specific restrictions, such as avoiding the defense industry. Ascent operates with complete transparency and does not accept performance fees, third-party referral fees, or commissions from selling financial products.
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Fees are charged at 1% per year, billed quarterly in arrears at 0.25%. Fees are not negotiable.