First Principles Investment Management provides personalized investment management and financial planning services for individuals. Led by a Chartered Financial Analyst, First Principles Investment Management builds customized portfolios based on each client's specific goals, time horizon, and risk tolerance, with authority to make trades on your behalf. In addition to managing investments, First Principles Investment Management offers comprehensive financial planning covering topics such as cash flow, retirement projections, risk management and insurance reviews, tax reduction strategies, and estate planning. The firm also offers an alternative fee structure that includes a lower asset management fee combined with performance-based fees for eligible clients who meet specific wealth requirements.
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.50% |
Annual fee of 0.75% applies to all assets under management. Alternatively, eligible high-net-worth clients can choose a schedule of 0.50% plus 20% of performance above a benchmark. Fees are negotiable.