Thompson Financial Transitions provides investment management and financial planning services to individuals, high net worth individuals, corporations, and business entities. Investment management is offered through the AssetMark platform or directly, including management of variable annuities and held-away assets. Financial planning covers various aspects like retirement, risk management, and estate preservation. Clients can impose restrictions on investments.
Fee Structure
Thompson Financial Transitions offers investment management services with fees based on a percentage of the assets they manage. The fees are tiered, meaning the percentage decreases as the amount you invest increases. The specific fees depend on the platform used (AssetMark or direct management). For assets managed directly, the annual fee will not exceed 1.00%. For held away assets, the annual fee is 1.25%. Fees are negotiable based on factors like the relationship history and the amount of assets managed. Fees are billed quarterly, either in advance or arrears. Clients can terminate the agreement with written notice and receive a pro-rata refund of unearned fees.