Great Lakes Financial Strategies is a registered investment advisor founded in September 2022 and based in Oshkosh, Wisconsin. Led by principal owner and Chief Compliance Officer Debra Allison-Aasby, the firm manages tailored investment portfolios and offers financial planning services on both a project and ongoing basis. Investment management relies on modern portfolio theory, strategic asset allocation, and sometimes third-party investment managers or sub-advisors. Financial planning topics include retirement planning, cash flow and debt management, college savings, employee benefits, estate planning, tax planning strategies, and risk management. The firm serves individuals, high-net-worth individuals, corporations, and other businesses without enforcing a minimum account size requirement.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.85% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $3.0M | 0.65% |
| $3M+ | 0.55% |
Annual fees are negotiable and calculated as a blended fee. Sub-advisor or third-party manager fees range from 0.15% to 0.70% and are separate from this advisory fee.