DFS Advisory offers customized investment solutions and financial planning to individuals, high net worth individuals, trusts, estates, businesses, and retirement plans. DFS Advisory creates investment portfolios using mutual funds, ETFs, individual equities, bonds, and alternative investments. The firm also offers financial planning services, including retirement planning, education savings, and insurance needs analysis. DFS Advisory may recommend unaffiliated investment managers or investment platforms.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1000K | 1.25% |
| $1.0M - $5.0M | 1.00% |
| $5.0M - $10.0M | 0.75% |
| $10.0M - $20.0M | 0.65% |
| $20M+ | 0.50% |
Schedule is for assets custodied at Schwab. Fees are negotiable. For assets custodied at Betterment, the tiered schedule is: Up to $999,999: 1.00%; $1,000,000 to $2,999,999: 0.90%; $3,000,000 to $4,999,999: 0.75%; $5,000,000 to $9,999,999: 0.65%; $10,000,000 and above: 0.50%