DFS Advisory provides customized investment management and financial planning services to individuals, high-net-worth individuals, trusts, estates, businesses, and retirement plans. Operating as a registered investment advisor, DFS Advisory acts as a fiduciary, putting client interests first. The firm designs tailored portfolios utilizing internal management strategies or automated online platforms such as Betterment Institutional, alongside mutual funds, exchange-traded funds, individual equities, and bonds. In addition to portfolio management, DFS Advisory offers comprehensive financial planning services covering retirement, tax strategies, estate planning, education savings, and insurance needs. Clients can engage DFS Advisory for project-based financial planning or ongoing guidance. The firm generally does not impose a minimum account size, making its services accessible to a wide range of clients.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $5.0M | 1.00% |
| $5.0M - $10.0M | 0.75% |
| $10.0M - $20.0M | 0.65% |
| $20M+ | 0.50% |
Rates shown are for assets custodied at Schwab. Separate tiered schedule applies for accounts custodied at Betterment ranging from 1.00% down to 0.50%.