Peninsula Equity Capital (PEC) is an investment advisory firm that manages client investment portfolios on a discretionary basis, primarily allocating assets among individual equity securities. PEC also offers project-based financial planning services covering retirement, risk management, college savings, cash flow, debt management, work benefits, and estate planning. These planning services are provided in conjunction with investment management services as part of a comprehensive engagement, and not as a stand-alone service offering. PEC gathers information on each client’s investment goals, risk tolerance, time horizons and financial goals.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $50K | 1.50% |
| $50K - $250K | 1.25% |
| $250K - $500K | 1.00% |
| $500K - $1.0M | 0.90% |
| $1.0M - $2.5M | 0.70% |
| $2.5M+ | 0.60% |
PEC can negotiate a different fee rate for certain client holdings (e.g., held-away assets, accommodation accounts, alternative investments, etc.).