402 Financial, operating as Yellow Finch, LLC, offers investment management and financial planning services to individuals, high net worth individuals, charitable organizations, and businesses. As a fee-only firm, 402 Financial's only compensation comes directly from client fees. They provide tailored advice based on client goals, risk tolerance, and time horizon, and may recommend third-party professionals like attorneys or accountants.
Assets Under Management$11M
Clients24
Advisors2
Avg. per Client$450K
Avg. per Advisor$5.4M
Fee Structure
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.25% |
| $500K - $1.0M | 1.00% |
| $1.0M - $5.0M | 0.90% |
| $5.0M - $10.0M | 0.80% |
| $10M+ | 0.70% |
For 401(k) accounts, the fees are lower: $0 - $500,000: 1.00%, $500,001 - $1,000,000: 0.75%, $1,000,001 - $5,000,000: 0.65%, $5,000,001 - $10,000,000: 0.60%, $10,000,000 and Above: 0.55%. Fixed income and money market fund accounts incur a flat fee of 0.40%.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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