401 Advisor provides financial planning and investment management services to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and small businesses. Financial planning advice covers financial objectives, cash flow, tax planning, insurance, education funding, retirement, and estate planning. Investment advice is provided on a discretionary or non-discretionary basis. 401 Advisor also offers tax services including tax preparation, planning, and management.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.45% |
| $500K - $1.0M | 1.40% |
| $1.0M - $5.0M | 1.10% |
| $5M+ | 0.60% |
Fees are negotiable. Current client relationships may exist where the fees are higher or lower than the fee schedule above. $795/yr for Individual 401(k) accounts, variable annuity, and variable life accounts where an employee or Investment Adviser representative of the firm was not the selling representative of record for the plan or annuity product.