Third Wave Capital provides ongoing portfolio management services tailored to each client's goals, risk tolerance, and time horizon. They create an Investment Policy Statement for each client. Third Wave generally limits its investment advice to fixed income securities, equities, ETFs, commodities and non-U.S. securities. Third Wave requests authority to make trades without asking first. When providing investment advice to you regarding your retirement plan account or individual retirement account, they are legally required to act in your best interest.
Assets Under Management$910K
Clients18
Advisors1
Avg. per Client$51K
Avg. per Advisor$910K
Fee Structure
Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $20K | 1.50% |
| $20K - $100K | 1.50% |
| $100K - $250K | 1.25% |
| $250K+ | 1.00% |
Fees are negotiable. Qualified clients will pay an annual fee of 1.50% of assets under management along with a 15.00% performance fee based on capital appreciation.
Fee Estimator
Your Portfolio Value
$500K
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Estimated Annual Fee
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