Semper Sursum Investments is a registered investment advisor founded in 2024 and led by Yogesh Prabhakar Modak. The firm provides discretionary investment management services through separately managed accounts, meaning clients retain individual accounts at a third-party custodian while Semper Sursum Investments has full trading authority. The investment approach focuses on fundamental analysis, searching globally for undervalued stocks, bonds, options, and other securities with strong long-term potential and controlled risk. Semper Sursum Investments offers two fee structures depending on whether a client is classified as a qualified client under federal regulations: non-qualified clients pay an annual management fee of 1% based on a percentage of assets, while qualified clients pay a performance-based fee of 25% of annual gains above a 6% hurdle rate, subject to a high-water mark. The firm does not participate in wrap fee programs and periodically offers free educational seminars on financial topics.
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Rate applies to non-qualified clients. Qualified clients pay a performance-based fee of 25% of annual gains above a 6% hurdle rate instead of the management fee. Fees are negotiable.