Capstone RIA offers investment advisory, financial planning, and retirement plan consulting. Capstone assesses client needs, creates financial plans, and implements asset allocations using investment managers or passive investment vehicles. Capstone tailors portfolios to client-specific needs, considering investment objectives, time horizon, and risk tolerance. Clients are responsible for notifying Capstone of any changes in their financial situation or investment objectives.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $4.0M | 1.00% |
| $4M+ | 0.80% |
For standard services. Enhanced services clients pay between 1.0%-3.0% per annum. When advising clients who participate in employee benefit plans held away from Schwab, Capstone will utilize extended services and will charge the client up to 3.00% of the Clients total assets under management annually. Fees may be negotiable.