Empire State Wealth Advisors is a registered investment advisor founded in 2025 and based in New York. The firm offers ongoing portfolio management tailored to each client's goals, risk tolerance, and time horizon. Empire State Wealth Advisors creates a personal investment policy statement for every client and provides both discretionary and non-discretionary portfolio management. In addition to managing investments, Empire State Wealth Advisors offers comprehensive financial planning covering areas such as retirement, taxes, life insurance, college savings, and debt management. Services are available on an ongoing basis or through hourly consultations. The firm generally limits its investment advice to mutual funds, exchange-traded funds, fixed income securities, annuities, equities, venture capital funds, and private placements. Empire State Wealth Advisors requires clients to keep their accounts at Charles Schwab and Co., Inc.
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Fees are generally negotiable. Fees are calculated using the average daily balance in the account throughout the billing period.