Poppy Capital

Poppy Capital is an investment advisory firm based in Puerto Rico that offers ongoing portfolio management services tailored to each client's individual goals, time horizon, and risk tolerance. Poppy Capital creates a personalized investment policy statement for every client and assists with asset allocation, asset selection, risk management, and regular portfolio monitoring. The firm generally limits its investment advice to fixed income securities, equities, exchange-traded funds, and commodities. Poppy Capital operates on a discretionary basis, meaning the firm makes trades on behalf of clients without needing prior approval for each individual transaction. In addition to investment management, representatives of Poppy Capital may engage in outside business activities such as selling investment products through a broker-dealer, which presents a potential conflict of interest that the firm discloses to clients.