Roath Capital Advisory LLC is a registered investment advisor based in Delray Beach, Florida, offering personalized investment management, financial planning, and corporate financial strategy consulting. The firm tailors its services to individuals, high-net-worth clients, married couples, trusts, estates, businesses, and charitable organizations. Roath Capital Advisory builds custom portfolios for clients rather than using pre-set models, focusing on long-term capital accumulation based on the specific purpose of the capital. For investment management, clients can choose between discretionary management (where the firm handles trades) or non-discretionary management (where the client executes trades). The firm also offers fixed-fee planning tiers and ongoing advisory engagements. In addition to portfolio management, Roath Capital Advisory addresses retirement planning, tax coordination with Certified Public Accountants, estate planning analysis, and corporate financial consulting. The firm maintains no custody of client funds, requiring assets to be held at Charles Schwab & Co., and bills clients directly via itemized invoices.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $4.0M | 1.00% |
| $4.0M - $8.0M | 0.99% |
| $8.0M - $16.0M | 0.98% |
| $16.0M - $32.0M | 0.96% |
| $32.0M - $64.0M | 0.92% |
| $64.0M - $128.0M | 0.84% |
| $128M+ | 0.80% |
Fees are negotiable at the firm's sole discretion. Related client accounts are aggregated to determine the applicable fee rate.