Theta Wealth Partners manages investment portfolios for individuals and high-net-worth clients, operating on a fee-based model where advisory fees are charged as a percentage of the total portfolio value. The firm builds customized portfolios tailored to each client's specific goals, risk tolerance, and time horizon through an Investment Policy Statement. Theta Wealth Partners utilizes a variety of analytical approaches—including charting analysis, fundamental analysis, modern portfolio theory, and quantitative analysis—and invests across diverse asset classes such as mutual funds, exchange-traded funds, equities, fixed income securities, real estate funds, and insurance products including annuities. Clients grant Theta Wealth Partners the authority to make trades and select securities without prior permission for each transaction. Charles Schwab & Co., Inc. serves as the primary custodian for client accounts. In addition to investment management, the principal owner operates as an independent insurance agent, presenting a potential conflict of interest regarding insurance recommendations.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.25% |
| $250K - $1.0M | 1.05% |
| $1.0M - $3.0M | 0.90% |
| $3.0M - $5.0M | 0.75% |
| $5.0M - $7.5M | 0.65% |
| $7.5M - $10.0M | 0.55% |
| $10.0M - $15.0M | 0.45% |
| $15M+ | 0.35% |
Fees are generally negotiable and billed monthly in arrears.