SFX Asset & Wealth is a fee-only registered investment advisor based in Chicago, Illinois, founded in 2025. The firm provides personalized investment management and financial planning services to individuals, high-net-worth individuals, and corporate clients. SFX Asset & Wealth builds customized portfolios using stocks, bonds, mutual funds, exchange-traded funds, and cash equivalents, adhering to Modern Portfolio Theory and both active and passive investment strategies. Clients can grant the firm authority to make trades without asking first, while retaining the ability to set reasonable investment restrictions. In addition to portfolio management, SFX Asset & Wealth offers comprehensive financial planning covering retirement, taxes, estate planning, cash flow, insurance, and business consulting. Ongoing financial planning is included at no extra cost for United States-based investment management clients. Project-based planning is also available on an hourly basis, and the firm conducts educational seminars. SFX Asset & Wealth does not participate in wrap fee programs and requires clients to hold their accounts at approved independent custodians like Altruist Financial or Interactive Brokers.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.15% |
| $250K - $2.5M | 1.00% |
| $2.5M - $5.0M | 0.85% |
| $5.0M - $10.0M | 0.70% |
| $10M+ | 0.60% |
Schedule reflects United States-based clients (implied rate of 1.15% for the first $250K based on the $2,875 minimum fee). International clients have a separate schedule starting at 1.25%. Fees are negotiable.