PK Financial Services LLC is a fee- and performance-based advisory firm owned and operated by Mark Palmrose-Krieger. Based in Pawling, New York, the firm provides personalized financial planning, investment management, and tax preparation services for individuals and small businesses. PK Financial Services utilizes a strategic asset allocation approach using low-cost index funds, exchange-traded funds, individual stocks, and bonds. The firm also offers performance-based fee structures for eligible high-net-worth clients. PK Financial Services does not sell commissioned financial products like insurance or annuities, and clients always maintain asset control through independent custodians such as Charles Schwab or Fidelity.
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
The annual management fee is 1.00% of assets under management. Alternatively, eligible high-net-worth clients may agree in writing to a performance-based fee structure of 1.00% annually plus 20% of portfolio growth over a benchmark (the '1 and 20' structure).