HighRock Capital Management is a registered investment advisor based in Uniondale, New York, owned and operated by Shiying Zeng. The firm specializes in non-discretionary portfolio management, meaning HighRock provides ongoing investment advice and monitors accounts, but clients must approve each individual trade before it is executed. The investment strategy primarily focuses on U.S. exchange-listed stocks and exchange-traded funds, using fundamental, quantitative, and technical analysis. In addition to portfolio management, HighRock offers standalone financial planning services—including employer retirement plan allocation advice—and sells written equity research reports and market commentary on a subscription basis, which can include timely Research Alerts. HighRock emphasizes transparency regarding potential conflicts of interest arising from its published research and personal trading by its personnel.
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1.0M | 1.25% |
| $1M+ | 1.00% |
Fees are negotiable at the firm's discretion.